Powering compliant counterparty

trade

• Compliance & Risk

  You’re responsible for every counterparty your business trades with

  Regulators want proof that every broker, MGA, and third-party distributor in your panel is properly authorised, monitored, and documented. Getting that proof is a manual, fragmented process.

  • Manual checks across Companies House, the FCA register, and sanctions lists eat hours every week
  • Regulatory changes happen without warning — and you find out too late
  • Audit season means scrambling to pull together records that should already be in one place
  • Your TOBA processes are inconsistent, paper-heavy, and slow
• MGA Operations

  You’re growing fast, but compliance overhead is growing faster

  Every new broker appointment means more due diligence, more paperwork, and more compliance complexity. Your distribution network is scaling. Your team isn’t.

  • Onboarding a new broker takes days when it should take hours
  • You’re running the same checks on brokers that every other carrier and MGA is running separately
  • Scaling your distribution means scaling your risk exposure at the same rate
  • Fair Value and Consumer Duty add layers of oversight you don’t have proper systems for
• Broker Management

  Managing insurer relationships is becoming a full-time job

  Information requests, TOBA renewals, and due diligence queries from your insurer and coverholder panel are constant and responding to them pulls your team away from actual business development.

  • Responding to counterparty information requests from insurers is a time drain
  • TOBA renewals stack up without a clear process to manage them
  • Keeping your FCA permissions, PII cover, and company details current across multiple relationships is fragmented
  • You have no single view of your own compliance status across your panel

We’ve built specific solutions for the compliance and operational challenges that come up most often in regulated insurance. Find yours.