Growing an MGA
Managing Compliance at Scale

You are growing fast, but compliance overhead is growing faster. Every new broker appointment means more due diligence, more paperwork, more duplication. REG turns compliance into a system that scales with you, not against you.

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Manual Compliance Does Not Scale With You

Compliance processes often evolve rather than get designed. As broker numbers grow, the gaps in a manual approach grow with them.

Without REG

  • Manual checks across Companies House, FCA and sanctions lists for every new broker
  • Spreadsheet tracking and shared drives that do not scale with volume
  • Email chains and printed documentation slowing down onboarding
  • Manual FCA register checks every week
  • Duplicate due diligence repeated across carriers and MGAs
  • Unclear ownership as the broker network grows
  • Compliance overhead growing faster than the business

With REG REG Network Logo

  • Automated onboarding and AML screening for every new broker
  • Shared network intelligence reduces duplicate checks
  • Continuous monitoring flags regulatory and credit changes automatically
  • Digital document exchange with e-signature and audit-ready storage
  • Audit-ready evidence and structured audit trails
  • Distribution chain visibility as your network expands
  • Compliance capacity that scales without adding headcount

The result is not just efficiency. It is room to grow. REG gives founders a way to scale their distribution network without scaling compliance risk or compliance headcount at the same rate.

Why MGAs Choose REG

Reduce Workload

Onboard Brokers Faster

Accelerate broker onboarding from days to hours with automated data gathering and AML screening.

Audit Readiness

Eliminate Duplicate Due Diligence

Access shared network intelligence so brokers already known within REG do not need re-checking from scratch.

Centralise Data

Free Your Team for Growth

Reduce manual administration so your team can focus on business development instead of paperwork.

Visibility

Automate Compliance Checking

AML screening, regulatory verification and credit assessment run automatically across your network.

TOBA Management

Scale Due Diligence With You

Due diligence capacity grows with your distribution network, without adding proportional headcount.

Distribution Chain

Manage Fair Value and Consumer Duty

Gain visibility across your distribution chain to support Fair Value and Consumer Duty obligations.

How REG Powers MGA Growth

How REG Powers MGA Growth

  • Rapid Counterparty Onboarding – Five minute data gathering and automated AML screening, replacing days of manual work.
  • Access to the Shared REG Network – Brokers already known within the network mean less duplicate work for everyone.
  • Continuous Monitoring – Regulatory changes, credit deterioration and director changes are flagged automatically.
  • Digital Document Exchange – Faster TOBA collection, e-signature, version control and audit-ready storage.
  • Distribution Chain Visibility – See downstream counterparties, not just your direct relationships.
  • Scalable, Unlimited-User Pricing – Pricing grows with your network without adding per-seat costs.

 

Compliance becomes a system, not a manual process. As you add brokers, the system handles the work.

Real-World Impact from Peers in Insurance

Whether you are managing a single TOBA or collecting information across hundreds of counterparties, REG Exchanges handles the whole workflow from creation to archive.

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38,000+counterparties already connected, reducing duplication for new brokers

REG Products That Matter for Compliance Leaders

REG Network

Your primary compliance operating system.

Your core platform for onboarding, monitoring, compliance checking and AML screening across every broker you appoint.

  • AML screening and continuous monitoring
  • Business verification and credit assessment
  • Regulatory and licensing verification
  • Centralised due diligence management
  • Digital document exchange

REG Exchanges

Streamline TOBA and document workflows.

Distribution chain visibility, TOBA management, broker communication and document workflow as your network grows.

  • Digital signing and document management
  • TOBA and authority documentation
  • Audit-ready version control
  • Distribution chain visibility
  • Secure counterparty collaboration

REG Risk 365

Advanced governance for enterprise teams.

If you are scaling rapidly and need configurable governance thresholds, Risk 365 adds deeper oversight on top of REG Network.

  • Configurable risk monitoring thresholds
  • Custom risk appetite frameworks
  • Advanced alerts and dashboards
  • Extended governance controls
  • Suitable for larger compliance teams

Solutions Built for MGA Growth

Explore specific challenges we help MGA founders solve.

Broker Onboarding Delays

Cut onboarding time from days to hours with automated checks.

Centralised Compliance Data

Replace fragmented spreadsheets with a single source of truth.

MGA Compliance Operations

Build compliance operations that scale alongside your growth.

Broker Due Diligence Automation

Automate repetitive checks across your broker network.

Scale Faster. Automate Compliance.

Talk to someone who understands MGA growth challenges.

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